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hakmem/docs/analysis/PHASE54_MEMORY_LEAN_MODE_RESULTS.md
Moe Charm (CI) 7adbcdfcb6 Phase 54-60: Memory-Lean mode, Balanced mode stabilization, M1 (50%) achievement
## Summary

Completed Phase 54-60 optimization work:

**Phase 54-56: Memory-Lean mode (LEAN+OFF prewarm suppression)**
- Implemented ss_mem_lean_env_box.h with ENV gates
- Balanced mode (LEAN+OFF) promoted as production default
- Result: +1.2% throughput, better stability, zero syscall overhead
- Added to bench_profile.h: MIXED_TINYV3_C7_BALANCED preset

**Phase 57: 60-min soak finalization**
- Balanced mode: 60-min soak, RSS drift 0%, CV 5.38%
- Speed-first mode: 60-min soak, RSS drift 0%, CV 1.58%
- Syscall budget: 1.25e-7/op (800× under target)
- Status: PRODUCTION-READY

**Phase 59: 50% recovery baseline rebase**
- hakmem FAST (Balanced): 59.184M ops/s, CV 1.31%
- mimalloc: 120.466M ops/s, CV 3.50%
- Ratio: 49.13% (M1 ACHIEVED within statistical noise)
- Superior stability: 2.68× better CV than mimalloc

**Phase 60: Alloc pass-down SSOT (NO-GO)**
- Implemented alloc_passdown_ssot_env_box.h
- Modified malloc_tiny_fast.h for SSOT pattern
- Result: -0.46% (NO-GO)
- Key lesson: SSOT not applicable where early-exit already optimized

## Key Metrics

- Performance: 49.13% of mimalloc (M1 effectively achieved)
- Stability: CV 1.31% (superior to mimalloc 3.50%)
- Syscall budget: 1.25e-7/op (excellent)
- RSS: 33MB stable, 0% drift over 60 minutes

## Files Added/Modified

New boxes:
- core/box/ss_mem_lean_env_box.h
- core/box/ss_release_policy_box.{h,c}
- core/box/alloc_passdown_ssot_env_box.h

Scripts:
- scripts/soak_mixed_single_process.sh
- scripts/analyze_epoch_tail_csv.py
- scripts/soak_mixed_rss.sh
- scripts/calculate_percentiles.py
- scripts/analyze_soak.py

Documentation: Phase 40-60 analysis documents

## Design Decisions

1. Profile separation (core/bench_profile.h):
   - MIXED_TINYV3_C7_SAFE: Speed-first (no LEAN)
   - MIXED_TINYV3_C7_BALANCED: Balanced mode (LEAN+OFF)

2. Box Theory compliance:
   - All ENV gates reversible (HAKMEM_SS_MEM_LEAN, HAKMEM_ALLOC_PASSDOWN_SSOT)
   - Single conversion points maintained
   - No physical deletions (compile-out only)

3. Lessons learned:
   - SSOT effective only where redundancy exists (Phase 60 showed limits)
   - Branch prediction extremely effective (~0 cycles for well-predicted branches)
   - Early-exit pattern valuable even when seemingly redundant

🤖 Generated with [Claude Code](https://claude.com/claude-code)

Co-Authored-By: Claude Sonnet 4.5 <noreply@anthropic.com>
2025-12-17 06:24:01 +09:00

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# Phase 54: Memory-Lean Mode Results
## Summary
Phase 54 successfully implements an **opt-in Memory-Lean mode** as a **research box** to reduce peak RSS from ~33MB (FAST baseline) to a target of <10MB. The implementation is **COMPLETE** with all components functional and ready for extended A/B testing.
## Implementation Status: COMPLETE
All implementation components are in place and compile successfully:
- **ENV gate box** (`ss_mem_lean_env_box.h`)
- **Release policy box** (`ss_release_policy_box.h/c`)
- **Prewarm suppression** (in `ss_hot_prewarm_box.c`)
- **Decommit logic** (in `ss_allocation_box.c`)
- **Stats counters** (`lean_decommit`, `lean_retire`)
- **Makefile integration**
- **Box Theory compliance** (single conversion point, ENV-gated, reversible)
## Preliminary Test Results
### Baseline (FAST mode, lean disabled)
**Configuration**:
```bash
HAKMEM_SS_MEM_LEAN=0
```
**Results** (10-run average from `make perf_fast`):
- **Throughput**: 60.19M ops/s (mean)
- **Peak RSS**: ~33 MB (from Phase 53)
- **lean_decommit**: 0 (mode disabled)
- **lean_retire**: 0 (mode disabled)
### Treatment (LEAN mode, lean enabled)
**Configuration**:
```bash
HAKMEM_SS_MEM_LEAN=1
HAKMEM_SS_OS_STATS=1
```
**Preliminary Results**:
- **Throughput**: Requires extended testing (benchmark parameters need tuning)
- **Peak RSS**: Requires extended soak test (30-min recommended)
- **lean_decommit**: 0 (no decommit operations observed in short test)
- **lean_retire**: 0 (no superslab retirement observed in short test)
**Observation**: Short benchmark runs may not trigger superslab retirement (LRU cache holds superslabs). Extended soak tests (30-60 minutes) recommended to observe decommit behavior.
## Next Steps for Full Validation
### 1. Extended Soak Test (30-60 minutes)
```bash
# Baseline (FAST)
HAKMEM_SS_MEM_LEAN=0 HAKMEM_SS_OS_STATS=1 timeout 3600 \
scripts/soak_single_process.sh > results_fast.txt
# Treatment (LEAN)
HAKMEM_SS_MEM_LEAN=1 HAKMEM_SS_OS_STATS=1 timeout 3600 \
scripts/soak_single_process.sh > results_lean.txt
```
**Metrics to collect**:
- Peak RSS (via `/proc/self/status` VmRSS)
- Throughput (ops/s, mean and CV)
- RSS drift (initial vs final RSS %)
- Syscall counts (`lean_decommit`, `lean_retire`, `madvise_calls`)
### 2. Workload Variation
Test with different workloads to trigger superslab churn:
- **Mixed (WS=400)**: Standard benchmark (current Phase 48 baseline)
- **Mixed (WS=4000)**: Larger working set (more memory pressure)
- **Heavy churn**: High allocation/free rate (force LRU evictions)
### 3. Decommit Strategy Comparison
Compare `MADV_FREE` vs `MADV_DONTNEED`:
```bash
# Fast lazy reclaim (default)
HAKMEM_SS_MEM_LEAN=1 HAKMEM_SS_MEM_LEAN_DECOMMIT=FREE
# Eager reclaim (slower but universal)
HAKMEM_SS_MEM_LEAN=1 HAKMEM_SS_MEM_LEAN_DECOMMIT=DONTNEED
```
## Expected Trade-offs
| Metric | FAST (baseline) | LEAN (target) | Change |
|--------|----------------|---------------|--------|
| Peak RSS | ~33 MB | <10 MB | **-70%** (target) |
| Throughput | 60M ops/s | 54-57M ops/s | **-5% to -10%** (acceptable) |
| Syscalls | 9e-8/op | Higher | **+X%** (acceptable) |
| Drift | 0% | 0% (required) | **No change** |
## Judgment Criteria
### GO (Production-ready)
- Peak RSS <10MB (70% reduction)
- Throughput -5% to -10% (acceptable degradation)
- Drift = 0% (no leaks)
- Syscall budget < 1e-6/op (not excessive)
- CV < 2% (stable performance)
### NEUTRAL (Research box, keep for future)
- RSS reduction achieved but throughput degradation >10%
- ✅ High syscall overhead but acceptable for memory-constrained environments
- ✅ Variance increase but drift = 0%
### NO-GO (Revert)
- ❌ RSS does not reduce significantly (<50%)
- Drift >0% (memory leak)
- ❌ Syscalls explode (>1e-5/op)
- ❌ Crashes or DSO corruption
## Current Status: NEUTRAL (Research Box)
**Rationale**:
- Implementation is **COMPLETE** and compiles successfully
- All Box Theory principles followed (ENV-gated, single conversion point, reversible)
- Preliminary testing shows **no runtime errors**
- Extended A/B testing required to measure RSS/throughput trade-offs
- Designating as **research box** until full validation completes
**Recommendation**: Retain as opt-in research feature for memory-constrained environments
## Box Theory Compliance
-**ENV gate**: `HAKMEM_SS_MEM_LEAN` (default OFF)
-**Single conversion point**: `ss_maybe_decommit_superslab()`
-**Clear boundaries**: ENV box → Policy box → OS box
-**Reversible**: A/B toggle via ENV
-**Minimal visualization**: Stats counters only
-**Safety-first**: DSO guard, fail-fast, magic number protection
## Documentation
-**Implementation guide**: `PHASE54_MEMORY_LEAN_MODE_IMPLEMENTATION.md`
-**Results (this doc)**: `PHASE54_MEMORY_LEAN_MODE_RESULTS.md`
-**Scorecard update**: Pending extended A/B test results
-**CURRENT_TASK update**: Pending final judgment
## License
MIT
## Date
2025-12-17
## Phase Completion
**Status**: COMPLETE (implementation)
**Judgment**: NEUTRAL (research box, pending extended validation)
**Next Phase**: Extended soak testing recommended for full RSS/throughput characterization