# Phase 3: Baseline Establishment & Next Optimization Candidates

**Date**: 2025-12-13
**Status**: BASELINE ESTABLISHED
**Goal**: Identify next micro-optimization targets with +1-5% potential each

---

## Executive Summary

**Baseline Performance (MID_V3=0, MIXED workload)**:
- Mean: 45.78M ops/s
- Median: 46.79M ops/s
- Range: 42.36M - 47.12M ops/s
- StdDev: ~1.75M ops/s (3.8% variance)

**Top Optimization Candidates**:
1. **free() wrapper** (28.95% self%) - HIGH PRIORITY
2. **tiny_alloc_gate_fast()** (12.75% self%) - HIGH PRIORITY
3. **main() benchmark overhead** (12.53% self%) - IGNORE (benchmark artifact)

**Expected Next Gains**: +3-8% cumulative from free path optimizations

---

## Step 0: Baseline Establishment

### Configuration Verification

**Profile**: `HAKMEM_PROFILE=MIXED_TINYV3_C7_SAFE`

**Key Settings** (verified in `/mnt/workdisk/public_share/hakmem/core/bench_profile.h:74`):
```c
bench_setenv_default("HAKMEM_MID_V3_ENABLED", "0");  // CRITICAL: MID_V3 disabled for Mixed
bench_setenv_default("HAKMEM_MID_V3_CLASSES", "0x0");
```

**Optimization Flags Enabled**:
- `HAKMEM_FREE_TINY_FAST_HOTCOLD=1` (Phase FREE-TINY-FAST-DUALHOT-1)
- `HAKMEM_WRAP_SHAPE=1` (Phase 2 B4: Hot/Cold wrapper split)
- `HAKMEM_TINY_ALLOC_ROUTE_SHAPE=1` (Phase 2 B3: Route branch optimization)
- `HAKMEM_TINY_STATIC_ROUTE=1` (Phase 3 C3: Static routing, +2.2%)

### Baseline Measurements (5 runs)

| Run | Throughput (M ops/s) | Time (ms) |
|-----|---------------------|-----------|
| 1   | 46.84               | 21        |
| 2   | 46.79               | 21        |
| 3   | 45.77               | 22        |
| 4   | 47.12               | 21        |
| 5   | 42.36               | 24        |

**Statistics**:
- **Mean**: 45.78M ops/s
- **Median**: 46.79M ops/s
- **Min**: 42.36M ops/s
- **Max**: 47.12M ops/s
- **Range**: 4.76M ops/s (11.2%)
- **StdDev**: ~1.75M ops/s (3.8% variance)

**Assessment**: Baseline is stable with ~3.8% variance. Run 5 (42.36M) is an outlier, likely due to system noise. Median (46.79M) is a reliable baseline reference.

**Comparison to Previous**:
- Previous C3 baseline: ~39.8M ops/s (with default settings)
- **Current baseline: 46.79M ops/s**
- **Improvement: +17.5%** (confirms MID_V3=0 + cumulative optimizations working)

---

## Step 1: Perf Profiling Results

### Profiling Setup

**Command**:
```bash
HAKMEM_PROFILE=MIXED_TINYV3_C7_SAFE perf record -F 99 -g ./bench_random_mixed_hakmem 10000000 400 1
```

**Results**:
- Samples: 30 (cycles:P event)
- Event count: 921,849,973 cycles
- Throughput: 47.37M ops/s (consistent with baseline)

### Top Functions by Self%

| Rank | Symbol                              | Self%  | Samples | Children% | Category        |
|------|-------------------------------------|--------|---------|-----------|-----------------|
| 1    | `free`                              | 28.95% | 3       | 45.20%    | **HOT WRAPPER** |
| 2    | `tiny_alloc_gate_fast.lto_priv.0`   | 12.75% | 3       | 29.11%    | **HOT ALLOC**   |
| 3    | `main`                              | 12.53% | 3       | 21.00%    | Benchmark       |
| 4    | `malloc`                            | 12.43% | 3       | 16.71%    | Wrapper         |
| 5    | `tiny_front_v3_enabled.lto_priv.0`  | 7.75%  | 2       | 7.85%     | Tiny front      |
| 6    | `tiny_route_for_class.lto_priv.0`   | 4.39%  | 2       | 24.78%    | Route lookup    |
| 7    | `free.cold`                         | 4.15%  | 1       | 4.15%     | Cold path       |
| 8    | `hak_pool_free`                     | 4.02%  | 1       | 4.02%     | Pool free       |

### Call Graph Analysis

**free() hot path** (28.95% self, 45.20% children):
```
free (28.95% self)
├── tiny_route_for_class.lto_priv.0 (20.38%)  ← MAJOR BOTTLENECK
├── free (recursive, 16.24%)
├── tiny_region_id_write_header.lto_priv.0 (4.29%)
└── malloc (4.28%)
```

**tiny_alloc_gate_fast** (12.75% self, 29.11% children):
```
tiny_alloc_gate_fast (12.75% self)
├── tiny_alloc_gate_fast (recursive inlining, 20.64%)
├── main (4.27%)
└── free (4.20%)
```

**Key Insight**: `tiny_route_for_class()` is called from `free()` and consuming 20.38% of total time. This is the **#1 optimization target**.

---

## Step 2: Candidate Prioritization

### HIGH PRIORITY (Expected +3-5% each)

#### 1. **free() wrapper path** (28.95% self%)
**Location**: `/mnt/workdisk/public_share/hakmem/core/box/hak_wrappers.inc.h:524`

**Current Implementation**:
```c
void free(void* ptr) {
    if (!ptr) return;

    // BenchFast bypass (unlikely, 0)
    if (__builtin_expect(bench_fast_enabled(), 0)) { ... }

    const wrapper_env_cfg_t* wcfg = wrapper_env_cfg();  // ← Memory load

    if (__builtin_expect(wcfg->wrap_shape, 0)) {        // ← Branch
        if (__builtin_expect(TINY_FRONT_UNIFIED_GATE_ENABLED, 1)) {
            int freed;
            if (__builtin_expect(hak_free_tiny_fast_hotcold_enabled(), 0)) {
                freed = free_tiny_fast_hot(ptr);
            } else {
                freed = free_tiny_fast(ptr);
            }
            if (__builtin_expect(freed, 1)) {
                return;  // SUCCESS
            }
        }
        return free_cold(ptr, wcfg);
    }
    // Legacy path...
}
```

**Optimization Opportunities**:

**A. Cache `wrapper_env_cfg()` result** (Expected: +1-2%)
- Currently calls `wrapper_env_cfg()` on every free
- Could cache in TLS or register during init
- Risk: LOW (read-only after init)

**B. Inline `free_tiny_fast_hot()` decision** (Expected: +1-2%)
- Branch `hak_free_tiny_fast_hotcold_enabled()` is runtime env check
- Could be compile-time or init-time cached
- Risk: LOW (already gated by HAKMEM_FREE_TINY_FAST_HOTCOLD)

**C. Reduce branch mispredictions** (Expected: +0.5-1%)
- Reorder branches to put likely path first
- Current: `bench_fast_enabled()` checked first (unlikely=0)
- Optimization: Move Tiny fast path check earlier
- Risk: LOW

**Total Expected Gain: +2.5-5%**

#### 2. **tiny_route_for_class()** (4.39% self%, 24.78% children)
**Location**: `/mnt/workdisk/public_share/hakmem/core/box/tiny_route_env_box.h:147`

**Current Implementation**:
```c
static inline tiny_route_kind_t tiny_route_for_class(uint8_t ci) {
    FREE_DISPATCH_STAT_INC(route_for_class_calls);  // Debug stat (RELEASE: noop)
    if (__builtin_expect(!g_tiny_route_snapshot_done, 0)) {
        tiny_route_snapshot_init();
    }
    if (__builtin_expect(ci >= TINY_NUM_CLASSES, 0)) {
        return TINY_ROUTE_LEGACY;
    }
    return g_tiny_route_class[ci];
}
```

**Optimization Opportunities**:

**A. Eliminate `g_tiny_route_snapshot_done` check** (Expected: +1-2%)
- Check happens on EVERY call from free path
- Phase 3 C3 already implemented static routing for alloc path
- **Proposal**: Apply same static route cache to free path
- Implementation: Add `tiny_static_route_for_free(ci)` that bypasses snapshot check
- Risk: MEDIUM (need to ensure init ordering)

**B. Remove bounds check `ci >= TINY_NUM_CLASSES`** (Expected: +0.5-1%)
- In free path, `ci` is derived from header (already validated)
- Could add `tiny_route_for_class_unchecked(ci)` variant
- Risk: MEDIUM (need careful caller audit)

**Total Expected Gain: +1.5-3%**

#### 3. **tiny_alloc_gate_fast()** (12.75% self%)
**Location**: `/mnt/workdisk/public_share/hakmem/core/box/tiny_alloc_gate_box.h:139`

**Current Implementation**:
```c
static inline void* tiny_alloc_gate_fast(size_t size)
{
    int class_idx = hak_tiny_size_to_class(size);
    if (__builtin_expect(class_idx < 0 || class_idx >= TINY_NUM_CLASSES, 0)) {
        return NULL;
    }

    TinyRoutePolicy route = tiny_route_get(class_idx);  // ← Already optimized (Phase 3 C3)

    if (__builtin_expect(route == ROUTE_POOL_ONLY, 0)) {
        return NULL;
    }

    void* user_ptr = malloc_tiny_fast_for_class(size, class_idx);

    if (__builtin_expect(route == ROUTE_TINY_ONLY, 1)) {
        return user_ptr;
    }

    // ROUTE_TINY_FIRST fallback...
}
```

**Optimization Opportunities**:

**A. Specialize for common routes** (Expected: +1-2%)
- MIXED workload: C0-C7 are all ROUTE_TINY_ONLY (LEGACY)
- Could create `tiny_alloc_gate_fast_legacy_only()` variant
- Eliminates ROUTE_POOL_ONLY and ROUTE_TINY_FIRST checks
- Risk: LOW (already profiled via HAKMEM_TINY_STATIC_ROUTE)

**B. Inline `malloc_tiny_fast_for_class()`** (Expected: +0.5-1%)
- Might not be fully inlined by LTO
- Add `__attribute__((always_inline))` hint
- Risk: LOW

**Total Expected Gain: +1.5-3%**

---

### MEDIUM PRIORITY (Expected +0.5-1% each)

#### 4. **tiny_front_v3_enabled()** (7.75% self%)
- Appears in free path via `free_tiny_fast_hot()`
- Likely a runtime env check that could be cached
- Risk: LOW
- Expected Gain: +0.5-1%

#### 5. **free.cold** (4.15% self%)
- Cold path for free wrapper
- Handles classification and fallback
- Not a hot optimization target (already in slow path)
- Expected Gain: <+0.5%

---

### LOW PRIORITY / IGNORE

#### 6. **main()** (12.53% self%)
- Benchmark overhead (not part of allocator)
- IGNORE

#### 7. **malloc()** (12.43% self%)
- Already optimized in previous phases
- Appears lower than free in profile
- Defer to next round

---

## Step 3: Recommended Next Steps

### Phase 3 D1: Free Path Route Cache ✅ ADOPT（PROMOTED TO DEFAULT）
**Target**: `tiny_route_for_class()` の呼び出しを free path から削る
**Result**: Mixed 20-run mean **+2.19%** / median **+2.37%**
**Decision**: ✅ `MIXED_TINYV3_C7_SAFE` の default に昇格

**ENV Gate**:
- `HAKMEM_FREE_STATIC_ROUTE=0/1`（default: 0）
- `MIXED_TINYV3_C7_SAFE` プリセットは `1` を default 注入（rollback は `0`）

---

### Phase 3 D2: Wrapper Env Cache ❌ NO-GO（FROZEN）
**Target**: `wrapper_env_cfg()` の呼び出しを wrapper hot path から削る
**Result**: Mixed 10-run mean **-1.44%** regression
**Decision**: ❌ NO-GO（研究箱 freeze、default OFF）

**ENV Gate**: `HAKMEM_WRAP_ENV_CACHE=1`（default: 0）

---

### Phase 3 D3: Alloc Gate Specialization (MEDIUM PRIORITY)
**Target**: `tiny_alloc_gate_fast()` の分岐形を最短化（MIXED 向け）
**Expected Gain**: +1-2%
**Risk**: LOW
**Effort**: 2-3 hours

**Implementation**:
1. New ENV gate: `HAKMEM_ALLOC_GATE_SHAPE=0/1`
2. `tiny_route_get()` を避け、`g_tiny_route[]` の直接参照に置換（release logging branch を回避）
3. `ROUTE_POOL_ONLY` は必ず尊重（`HAKMEM_TINY_PROFILE=hot/off` を壊さない）
4. A/B test: BASELINE vs D3

**Design**: `docs/analysis/PHASE4_D3_ALLOC_GATE_SPECIALIZATION_1_DESIGN.md`

**ENV Gate**: `HAKMEM_ALLOC_GATE_SHAPE=0/1` (default: 0)

---

## Expected Cumulative Results（更新）

| Phase      | Optimization                     | Expected Gain | Notes |
|------------|----------------------------------|---------------|-------|
| Baseline   | MID_V3=0 + B3+B4+C3              | -             | — |
| **D1**     | Free route cache                 | +0〜+2%       | ✅ ADOPT（Mixed preset default ON） |
| **D2**     | Wrapper env cache                | —             | NO-GO（freeze） |
| **D3**     | Alloc gate specialization        | +0〜+2%       | perf で 5% 超なら着手 |

**With MID_V3 fix for Mixed**: +13% additional (expected ~56M ops/s total)

---

## Risk Assessment

| Optimization        | Risk Level | Mitigation                                      |
|---------------------|------------|-------------------------------------------------|
| Free route cache    | MEDIUM     | Ensure init ordering, ENV gate for rollback     |
| Wrapper env cache   | —          | NO-GO（-1.44% regression）                      |
| Alloc specialization| LOW        | Profile-specific, existing static route pattern |

**All optimizations**: Follow ENV gate + A/B test + decision pattern (research box)

---

## Post-D1/D2 Status (2025-12-13)

### Phase 3 D1/D2 Validation Complete ✅

1. **D1 (Free Route Cache)**: ✅ ADOPT - PROMOTED TO DEFAULT
   - 20-run validation completed
   - Results: Mean +2.19%, Median +2.37% (both criteria met)
   - Status: Added to MIXED_TINYV3_C7_SAFE preset as default
   - Implementation: `HAKMEM_FREE_STATIC_ROUTE=1`

2. **D2 (Wrapper Env Cache)**: ❌ FROZEN
   - Results: -1.44% regression
   - Status: Research box frozen, default OFF, do not pursue
   - Implementation: `HAKMEM_WRAP_ENV_CACHE=1` (opt-in only, not recommended)

### Active Optimizations in MIXED_TINYV3_C7_SAFE

1. **B3**: Routing branch shape (+2.89% proven)
2. **B4**: Wrapper hot/cold split (+1.47% proven)
3. **C3**: Static routing (+2.20% proven)
4. **D1**: Free route cache (+2.19% proven) - NEW
5. **MID_V3**: OFF for Mixed (C6 routing fix, +13% proven)

**Cumulative gain**: ~7.6% (B3 + B4 + C3 + D1, excluding MID_V3 fix)

### Next Actions

1. **Profile**: Run perf on current baseline to identify next targets
   - Requirement: self% ≥5% for Phase 3 D3 consideration
   - Target: `tiny_alloc_gate_fast` specialization

2. **Optional**: Phase 3 D3 (Alloc gate specialization) - pending perf validation
   - Only proceed if perf shows ≥5% self% in alloc gate
   - ENV: `HAKMEM_ALLOC_GATE_SHAPE=0/1`

3. **Phase 4 Planning**: If no more 5%+ targets, prepare Phase 4 roadmap

---

## Appendix: Raw Perf Data

### Full Perf Report (Top 20)

```
# Samples: 30  of event 'cycles:P'
# Event count (approx.): 921849973

    46.11%     0.00%             0  [.] 0000000000000000
    45.20%    28.95%             3  [.] free
    29.11%    12.75%             3  [.] tiny_alloc_gate_fast.lto_priv.0
    24.78%     4.39%             2  [.] tiny_route_for_class.lto_priv.0
    21.00%    12.53%             3  [.] main
    16.71%    12.43%             3  [.] malloc
    12.95%     4.27%             1  [.] tiny_region_id_write_header.lto_priv.0
     8.66%     4.39%             1  [.] tiny_c7_ultra_free
     8.56%     4.28%             1  [.] free_tiny_fast_cold.lto_priv.0
     7.85%     7.75%             2  [.] tiny_front_v3_enabled.lto_priv.0
     4.27%     0.00%             0  [.] 0x00007ad3a9c2d001
     4.23%     0.00%             0  [.] tiny_c7_ultra_enabled_env.lto_priv.0
     4.21%     0.00%             0  [.] 0x00007ad3ab960c81
     4.20%     0.00%             0  [.] 0x00007ad3ab939401
     4.15%     4.15%             1  [.] free.cold
     4.15%     0.00%             0  [.] unified_cache_push.lto_priv.0
     4.02%     4.02%             1  [.] hak_pool_free
```

### Baseline Run Details

**Run 1**: 46.84M ops/s
```
Throughput =  46841499 ops/s [iter=1000000 ws=400] time=0.021s
[RSS] max_kb=30208
```

**Run 2**: 46.79M ops/s
```
Throughput =  46793317 ops/s [iter=1000000 ws=400] time=0.021s
[RSS] max_kb=30080
```

**Run 3**: 45.77M ops/s
```
Throughput =  45772756 ops/s [iter=1000000 ws=400] time=0.022s
[RSS] max_kb=34176
```

**Run 4**: 47.12M ops/s
```
Throughput =  47117176 ops/s [iter=1000000 ws=400] time=0.021s
[RSS] max_kb=30080
```

**Run 5**: 42.36M ops/s (outlier)
```
Throughput =  42359615 ops/s [iter=1000000 ws=400] time=0.024s
[RSS] max_kb=30080
```

---

## Document History

- **2025-12-13**: Initial baseline establishment and candidate analysis
- **Next**: Phase 3 D1 implementation (Free route cache)